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KAI-VORAL-DSD-001 — AI Dataset Datasheet

Template ID: TPL-07-05 | Stage: 07-Test-and-Validate | Version: 0.3
Status: Project record created from the controlled template.

Purpose: Document a dataset used to train, tune or evaluate a model: provenance, rights, composition, labels, splits and limits.

Required inputs: Data inventory; consent/licence records; annotation protocol; split scripts.

Document control

Field Required entry
Document ID KAI-VORAL-DSD-001
Template used TPL-07-05 AI Dataset Datasheet v0.3
Product / project / software version or commit SHA VORAL (Visionary Oral) / PRJ-001 / a6b4429e3165 (branch app_dev of AI-Dental-Project/Visionary_Oral)
Record status and version Draft v0.1
Author / technical reviewer / quality reviewer Claude Code (drafted with Claude Code for KrinosAI) / Tech Lead (name to be assigned) / Clinical advisor (name to be assigned)
Created / updated / approved dates 2026-10-28 / 2026-10-28 / Pending
Applicable SOP and revision SOP-LC-07 v0.3
Related issue, commit, requirement and evidence links mobile/ml/model-manifest.json; mobile/ml/README.md; KAI-VORAL-MDC-001
Approver and decision record Pending

Applicability and evidence baseline

Product / system boundary: Web app and API (dentalapp/), doctor/admin mobile app (mobile/), on-device models (mobile/assets/models/), PDF Lambda (dentalapp/pdf-lambda/) at a6b4429e3165, and the external services they call. Related approved requirements, risks and change records: None approved. Related drafts are listed in document control. Retrospective record? Yes — follows the Retrospective Documentation Protocol (KrinosAI lifecycle pack, 05-References/). Items are labelled Observed (code or Git at a6b4429), Measured (dated run), Stated (named person, dated) or Not recorded. Test records describe the tests that exist at a6b4429 and the one run made on 2026-10-28. No earlier test runs, test plans or sign-offs were recorded; tests for untested requirements are planned, not run. Dataset history is held, if anywhere, in the external Visionary_oral_ML repository, which is not part of this baseline. Acceptable evidence: an implementation reference (file:line at a commit SHA), a dated test record, a signed decision, a vendor agreement, or another independently verifiable artifact. Never invent approvals, clinical results, measurements or performance data.

1. Dataset version source and license

Dataset Version Source Rights basis
Training data of cavity, calculus, gum_recession, swollen_gums, teeth_seg models Not recorded — OPEN-044 Not recorded — models trained in Visionary_oral_ML (external) Not recorded — OPEN-010, OPEN-044
Export check images mobile/ml/sample-images/ (front, upper, lower) At a6b4429 Repository Not recorded — OPEN-044

2. Collection time location and devices

Dataset Period Sites Devices
Training data Not recorded — OPEN-044 Not recorded — OPEN-044 Not recorded — OPEN-044

3. Patient cohort inclusion and exclusions

Criterion Rule Count affected
Patient cohort (age, gender, dentition, clinic) Not recorded — OPEN-044 Not recorded — OPEN-044

4. Labels annotation protocol and QA

Item Entry
Label classes (Observed) cavity, calculus, gum_recession, swollen_Gums, teeth (mobile/ml/model-manifest.json)
Annotation protocol, annotators and QA Not recorded — OPEN-044

5. Split strategy leakage and duplicates

Split Images Method
Train / validation / test Not recorded — OPEN-044 Not recorded; no leakage or duplicate check recorded — OPEN-044
Item Entry
De-identification Not recorded — OPEN-044
Consent and legal basis for training use Not recorded — OPEN-009, OPEN-031
Retention Not recorded — OPEN-029

7. Bias coverage limitations and release record

Limitation Effect
No documented dataset Performance cannot be claimed for any population; subgroup bias (age, skin tone, phone camera, lighting) is unknown
Single-class detectors with a low confidence threshold (0.1) More false positives expected; validation must measure them (KAI-VORAL-VAL-001)

Open issues and decisions

ID Specific gap or decision Responsible owner Due date Blocks gate? Evidence required Status
OPEN-001 Tracker project ID, named requester and sponsor, and named reviewers are not recorded Product Owner 2026-11-10 (proposed) Yes Tracker entry; names with roles Open
OPEN-009 No DPIA Security & Privacy Officer 2026-11-30 (proposed) Yes DPIA Open
OPEN-010 Model and dataset rights ML Lead 2026-11-30 (proposed) Yes Rights register Open
OPEN-029 No retention or deletion periods for patient data, photos, reports, backups or phone caches Security & Privacy Officer 2026-11-30 (proposed) Yes Retention schedule in the DPIA Open
OPEN-031 No recorded patient consent or privacy notice for photo capture, AI processing and QR self-registration Security & Privacy Officer 2026-11-30 (proposed) Yes Consent text, where it is shown, and stored consent records Open
OPEN-044 Training and evaluation datasets of the five on-device models (source, rights, consent, cohort, labelling protocol, splits) are not recorded in this repository; the models were trained in the external Visionary_oral_ML repository ML Lead 2026-12-15 (proposed) Yes Completed dataset datasheet with source and rights basis Open

Review and approval

Review role Named individual Decision Date Signed / controlled record
Author Claude Code (drafted with Claude Code) Draft 2026-10-28 This file at the commit that adds it
Technical reviewer Tech Lead (name to be assigned) Pending Pending Pending
Quality / regulatory reviewer (if applicable) Qualified regulatory reviewer (name to be assigned) Pending Pending Pending
Authorized approver ML Lead (name to be assigned) Pending Pending Pending